0000905383-12-000004.txt : 20120831 0000905383-12-000004.hdr.sgml : 20120831 20120831163610 ACCESSION NUMBER: 0000905383-12-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120831 DATE AS OF CHANGE: 20120831 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWBY STEVEN T CENTRAL INDEX KEY: 0000905383 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 12716 SPLIT CREEK COURT CITY: NORTH POTOMAC STATE: MD ZIP: 20878 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIRECT MARKETS HOLDINGS CORP. CENTRAL INDEX KEY: 0001054303 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 841374481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78464 FILM NUMBER: 121068832 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123560500 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: RODMAN & RENSHAW CAPITAL GROUP, INC. DATE OF NAME CHANGE: 20070831 FORMER COMPANY: FORMER CONFORMED NAME: ENTHRUST FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: ENTRUST FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20010410 SC 13G/A 1 mkts13g.a.2.txt COMPANY DATA: COMPANY CONFORMED NAME: DIRECT MARKETS HOLDINGS CORP CENTRAL INDEX KEY: 0001054303 SIC: 6211 IRS NUMBER: 84-1374481 STATE OF INCORPORATION: DE FISCAL YEAR END: 12/31 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: FILM NUMBER: BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-356-0500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Newby Steven T CENTRAL INDEX KEY: 0000905383 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 3019906364 MAIL ADDRESS: STREET 1: 12716 Split Creek Court CITY: North Potomac STATE: MD ZIP: 20878 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 DIRECT MARKETS HOLDINGS CORP (Name of Issuer) Common Stock, par vale $0.001 per share (Title of Class of Securities) 25456U109 (CUSIP Number) AUGUST 23, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Scheduleis filed: [ ]Rule 13d-1(b) [ x ]Rule 13d-1(c) [ ]Rule 13d-1(d) CUSIP No. 25456U109.................... 1.Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). ....................................................................... STEVEN T NEWBY 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a).................................................................... (b).................................................................... 3.SEC Use Only ....................................................................... 4.Citizenship or Place of Organization ....................................................................... United States of America Number of Shares Beneficially Owned by Each Reporting Person With 5.Sole Voting Power ....................................................................... 1,600,000 Shares 6.Shared Voting Power ....................................................................... 7.Sole Dispositive Power.................................................................. 1,600,000 Shares 8.Shared Dispositive Power ....................................................................... 9.Aggregate Amount Beneficially Owned by Each Reporting Person................................................................. 1,600,000 Shares 10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)................................. 11.Percent of Class Represented by Amount in Row (9) ....................................................................... 4.91%* 12.Type of Reporting Person (See Instructions) ....................................................................... INDIVIDUAL ....................................................................... * Percentage based on 32,582,499 shares of Issuer's common stock outstanding as of August 12, 2012. ....................................................................... Item 1(a)Name of Issuer DIRECT MARKETS HOLDINGS CORP. Item 1(b)Address of Issuer's Principal Executive Offices 1251 AVENUE OF THE AMERICAS, 20TH FLOOR, NY, NY, 10020 Item 2(a)Name of Person Filing Steven T Newby Item 2(b)Address of Principal Business Office or, if none, Residence 12716 Split Creek Court, North Potomac, MD, 20878 Item 2(c)Citizenship United States of America Item 2(d)Title of Class of Securities Common Stock, par vale $0.001 per share Item 2(e)CUSIP Number 25456U109 Item 3.If this statement is filed pursuant to 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a)[ ]Broker or dealer registered under section 15 of the Act (15 U.S.C.78o). (b)[ ]Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ]Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ]Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e)[ ]An investment adviser in accordance with 13d-1(b)(1)(ii)(E); (f)[ ]An employee benefit plan or endowment fund in accordance with 13d-1(b)(1)(ii)(F); (g)[ ]A parent holding company or control person in accordance with 13d-1(b)(1)(ii)(G); (h)[ ]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i)[ ]A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ]Group, in accordance with 13d-1(b)(1)(ii)(J). Item 4.Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a)Amount beneficially owned: _ 1,600,000 ______. (b)Percent of class: __________4.91%_______________ (c)Number of shares as to which the person has: (i)Sole power to vote or to direct the vote __ 1,600,000 ____. (ii)Shared power to vote or to direct the vote _____________. (iii)Sole power to dispose or to direct the disposition of ___ 1,600,000 ____. (iv)Shared power to dispose or to direct the disposition of _______________. Item 5.Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has become the beneficial owner of less than five percent of the class of securities, check the following [ X ]. Item 6.Ownership of More than Five Percent OF A Class. Not Applicable Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8.Identification and Classification of Members of the Group Not applicable Item 9.Notice of Dissolution of Group Not applicable. Item 10.Certification By signing below I certify that, to the best of my knowledge and belief,the securities referred to above were not acquired and are not held forthe purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not heldin connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ________________________________ Date AUGUST 31st, 2012 ________________________________ Signature /s/ Steven T Newby